Research and Publications of Michael B. Baer

[redundancy plot of codes with a geometric distribution and exponential penalty]

[a short introduction: Rényi's siege problem]
[a longer introduction: Personal view]

[dissertation] [journal papers] [conference papers]
[in preparation] [notes] [talks] [abstracts]

Related: [Resume/CV] [Personal]

My academic research is in the area of compression, specifically problems in prefix coding that can be considered extensions to Huffman coding (and the related Hu-Tucker algorithm), with an emphasis on utilities other than expected codeword length. Applications include low bandwidth channels, security, search, queueing, diagnostic testing, and decision trees. I have written a lay introduction to this topic here, and a longer one here. Talk slides of my presentations and other works not available online are available upon request.

© COPYRIGHT NOTICE: Many of the below documents have been submitted by their author(s) to scholarly journals or conferences (as indicated); others contain summaries of and extensions to this work. The manuscripts are put online to facilitate non-commercial dissemination of scientific work. These manuscripts are copyrighted by the authors or the journals in which they were published. You may copy a manuscript for scholarly, non-commerical purposes, such as research or instruction, provided that you agree to respect these copyrights.

Dissertation and Research Summary

Introduction (Research Summary)

[intro]
Michael B. Baer, "Another Personal View of Generalized Huffman Coding"
September 2008

PDF (156 KB, 16 pp.) [Abstract]

Dissertation

[thesis]
Michael B. Baer, Coding for General Penalties
Stanford University, June 2003

PDF (780 KB, 136 pp.) [Abstract]

Publications

Journal Papers

[J1]
Michael B. Baer, "A General Framework for Codes Involving Redundancy Minimization"
IEEE Transactions on Information Theory, vol. IT-52, no. 1, pp. 344-349, January 2006
(Corresponds to Chapter 3 of dissertation)

PDF (133 KB, 7 pp.) [PS.gz version, 116 KB] [Abstract] [arXiv.org] [IEEE Xplore]

[J2]
Michael B. Baer, "Source Coding for Quasiarithmetic Penalties"
IEEE Transactions on Information Theory, vol. IT-52, no. 10, pp. 4380-4393, October 2006
(Corresponds to Chapter 4 of dissertation)

PDF (256 KB, 14 pp.) [PS.gz version, 178 KB] [Abstract] [arXiv.org] [IEEE Xplore]

[J3]
Michael B. Baer, "Optimal Prefix Codes for Infinite Alphabets with Nonlinear Costs"
IEEE Transactions on Information Theory, vol. IT-54, no. 3, pp. 1273-1286, March 2008
(Extends Chapter 5 of dissertation)

PDF (568 KB, 14 pp.) [PS.gz version, 262 KB] [Abstract] [arXiv.org] [IEEE Xplore]

Conference Papers

[C1]
Elizabeth D. Mynatt, Maribeth Back, Roy Want, Michael Baer, Jason B. Ellis, "Designing Audio Aura"
(Special Interest Group on Computer-Human Interaction [SIGCHI] 1998, based on work done at Xerox PARC)

Full paper courtesy of PARC (93 KB, 8 pp.) [Abstract] [ACM Portal]

[C2]
Michael Baer, "Source Coding for General Penalties"
(IEEE International Symposium on Information Theory [ISIT] 2003,
results included in "Source Coding for Quasiarithmetic Penalties")

Extended Abstract (157 KB, 5 pp., October 2002) [Abstract]
One-page Abstract (IEEE Xplore; also available upon request)

[C3]
Michael Baer, "Rényi to Rényi -- Source Coding under Siege"
(ISIT 2006, extends Chapter 2 of dissertation)

Extended Abstract (124 KB, 5 pp., May 2006) [Abstract] [arXiv.org] [IEEE Xplore]
Full paper ("Prefix Coding under Siege") (200 KB, 10 pp., May 2006) [arXiv.org]

[C4]
Michael Baer, "On Conditional Branches in Optimal Decision Trees"
(ISIT 2007)

Extended Abstract (98 KB, 5 pp., November 2006) [Abstract] [arXiv.org] [IEEE Xplore]
Full paper ("On Conditional Branches in Optimal Search Trees") (160 KB, 14 pp., April 2007) [Abstract] [arXiv.org]

[C5]
Michael B. Baer, "Infinite-Alphabet Prefix Codes Optimal for β-Exponential Penalties"
(ISIT 2007, results included in "Optimal Prefix Codes for Infinite Alphabets with Nonlinear Costs")

Extended Abstract (252 KB, 5 pp., April 2007) [Abstract] [arXiv.org] [IEEE Xplore]

[C6]
Michael B. Baer, "D-ary Bounded-Length Huffman Coding"
(ISIT 2007)

Extended Abstract (122 KB, 5 pp., March 2007) [Abstract] [arXiv.org] [IEEE Xplore]
Full paper ("Twenty (or so) Questions: D-ary Length-Bounded Prefix Coding") (220 KB, 12 pp., February 2008) [Abstract] [arXiv.org (2007 version)]

[C7]
Michael Baer, "Reserved-length Prefix Coding"
(ISIT 2008)

Extended Abstract (110 KB, 5 pp., April 2008) [Abstract] [arXiv.org (2007 version)] [IEEE Xplore]

[C8]
Michael Baer, "Prefix Codes for Power Laws"
(ISIT 2008)

Extended Abstract (112 KB, 5 pp., April 2008) [Abstract] [arXiv.org (2007 version)] [IEEE Xplore]

[C9]
Michael Baer, "Tight Bounds on Minimum Maximum Pointwise Redundancy"
(ISIT 2008)

Extended Abstract (120 KB, 5 pp., April 2008) [Abstract] [arXiv.org] [IEEE Xplore]
Full paper ("Redundancy-Related Bounds on Generalized Huffman Codes") (209 KB, 12 pp., March 2009) [Abstract] [arXiv.org]

[C10]
Michael B. Baer, "Efficient Implementation of the Generalized Tunstall Code Generation Algorithm"
(ISIT 2009)

Extended Abstract (95 KB, 5 pp., April 2009) [Abstract] [arXiv.org]

Other Works

In Preparation

[preprint]
Michael B. Baer, "Alphabetic Coding with Exponential Costs"
PDF draft (110 KB, 7 pp., March 2009) [Abstract] [arXiv.org]

Notes on Information Theory

[N1]
Michael Baer, "Kraft inequality and full trees"
PDF (52 KB, 3 pp., 2003)

[N2]
Michael Baer, "The asymmetry of relative entropy"
PDF (38 KB, 2 pp., 2007)

[N3]
Michael Baer, "A simple countable infinite-entropy distribution"
PDF (34 KB, 1 p., 2008)

Invited Talks

[T1]
CalTech talk based on dissertation research
("Source Coding for General Penalties", October 2003) [Abstract]
[T2]
UCLA talk based on dissertation and independent research
("Optimal Source Coding with Nonlinear Costs," June 2004) [Abstract]
[T3]
USC talk based on dissertation and independent research
("Optimal Huffman Coding with Nonlinear Costs," February 2005) [Abstract]
[T4]
Google Tech Talk based on independent research
("On Conditional Branches in Optimal Decision Trees (or Improving 'Optimal' Decision Trees)," February 2007) [Abstract]
[T5]
Stanford "two-minute talk" in "Recent Results, Open Problems, and Mathematical Puzzles" session of Elements of Information Theory Workshop
("Reserved-length prefix coding: Coding with few codeword lengths," May 2008)
[T6]
Talks at The Chinese University of Hong Kong and The Hong Kong University of Science and Technology
("Redundancy-Related Bounds for Generalized Huffman Codes," based on the paper of the same title, June 2009) [Abstract]

Topics of Current Interest

[DCT]
Alphabetic coding, alphabet partitioning, video/image analysis, and the Euclidean algorithm


© 1998-2009 Michael B. Baer, 1998-2003 Stanford University, calbear @ ieee · 0rg   
( Now-defunct emails used on publications: mbaer@ocarinanetworks.com, michael.baer@efi.com, calbear@stanford.edu, calbaer@stanford.edu )

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